AS
AS

Alicia Saunders

12 Years of Experience
Broker

Alicia Saunders is a registered investment advisor, based in Irvine, CA, with 12 years of industry experience.

Location

5300 California Avenue, Irvine, CA, 92617

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Acorns
June 2021 - Present · 4 yrs 10 mos
Acorns Securities, LLC
June 2021 - Present · 4 yrs 10 mos
Acorns Securities, LLCBroker
June 2021 - Present · 4 yrs 10 mos
Previous Registrations
Park Avenue Securities LLC
January 2019 - June 2021 · 2 yrs 5 mos
Park Avenue Securities LLCBroker
July 2017 - June 2021 · 3 yrs 11 mos
Sii Investments, INC.Broker
January 2016 - March 2017 · 1 yr 2 mos
Sii Investments, INC.Broker
June 2013 - December 2015 · 2 yrs 6 mos
State Registrations2 states
CATN
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Alicia Saunders - Financial Advisor | TrueAdvisor