AP
AP

Andrew James Paolini

13 Years of Experience
Broker
Areas of Practice
Retirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
216 advisors
Number of Clients
16,940 clients
Average Client Portfolio
$52K average
Assets Under Management
$887.3M

Fee Structure

Minimum Investment:$5K
Financial Planning:Investment management only
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Location

575 7th St, Des Moines, IA, 50392

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew serves as the treasurer for the Charlotte Adult Baseball League, a non-investment related activity. He dedicates minimal time to this role, handling financial reporting, budget management, and ensuring tax compliance.

Employment History
Current Registrations
Principal Advised Services
June 2023 - Present · 2 yrs 8 mos
Principal Securities, INC.
July 2021 - Present · 4 yrs 7 mos
Principal Securities, INC.Broker
July 2021 - Present · 4 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2012 - June 2021 · 8 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
June 2012 - June 2021 · 9 yrs
State Registrations12 states
ARCOCTFLIAMANCNEOKSDUTVT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.