James Janghwan Kim

CFP · PFS

Calton & Associates, INC.

13 Years of Experience

BrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningEducation PlanningInsurance Planning

Calton & Associates, INC.

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

223 advisors

Number of Clients

6,062 clients

Average Client Portfolio

$201K average

Assets Under Management

$1.2B

Fee Structure

Minimum Investment:$50K

Location

13111 Westheimer Rd., Suite 475, Houston, TX, 77077

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business ActivitiesSells Insurance

James is a managing member of JHK Financial, providing investment and insurance services, dedicating about half of his time to it. He is also a partner at Lee & Kim CPAs, an IAR at Westpark Wealth Advisors, and involved in several rental property businesses.

Employment History

Current Registrations

Calton & Associates, INC.Broker

November 2017 - Present · 8 yrs 3 mos

Westpark Wealth Advisors, INC.

April 2012 - Present · 13 yrs 10 mos

Previous Registrations

Ims Securities, INC.Broker

April 2012 - November 2017 · 5 yrs 7 mos

Nylife Securities LLCBroker

December 2011 - February 2012 · 2 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.