Craig Sutherland is a registered investment advisor at Umb Financial Services, INC., based in Kansas City, MO, with 14 years of industry experience. Craig operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1 clients with $3.1M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.45% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.80% |
| $5.0M - $10.0M | 0.60% |
| $10.0M - $15.0M | 0.50% |
| $15M+ | 0.45% |
Fees may be negotiable based on the client’s total relationship with UMB. Fees for the UMB Institutional Fixed Income Program will not exceed 1%.
Fee Estimator
Location
928 Grand, Kansas City, MO, 64106
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Craig owns Sutherland Automotive, a part-time job involving sales and service of vintage automobiles, and is a partner in Sutherland Lumber Co. He also creates promotional videos for Historic Sports Car Racing LLC and runs social media sites, while dedicating nearly full-time hours to investment management services as a financial services professional at UMB Bank.
Employment History
Current Registrations
Umb Financial Services, INC.Broker
Umb Financial Services, INC.
Previous Registrations
Central States Capital Markets, LLC
Central States Capital Markets, LLCBroker
State Registrations6 states
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