Joshua Mauk
Joshua Mauk is a registered investment advisor at Apollon Wealth Management, LLC, based in Crown Point, IN, with 14 years of industry experience. Joshua operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 2 more. Their firm serves 6,762 clients with $7.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Apollon Wealth charges an annual advisory fee based on the value of your portfolio or a flat dollar fee, up to 2.00% annually. Additional costs may apply for accounts invested with sub-advisors or in certain investment strategies, such as Direct Indexing (0.10% fee) or accounts managed by CJ Lawrence division (0.30% fee). Some strategies have a supplemental cost that replaces the standard fee, paid directly by the program sponsor. Fees are negotiable and can vary based on the size and complexity of the relationship. There may be an account minimum, which can cause the total annual effective fee rate to be higher than 2.00%.
Location
105 North Court St., Crown Point, IN, 46307
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Regulatory History (1)
Employment Separation After Allegations
March 2022Other Business ActivitiesSells Insurance
Joshua is an investment advisor representative (IAR) with Terra Wealth Management, LLC and a registered representative with Cape Securities Inc. He also owns Mauk & Associates (formed to receive commissions for tax purposes on insurance products), sells fixed insurance, refers employers for Employee Retention Credits through ConnectMyBiz, and is president of TerraWealth Risk Management, selling life insurance and fixed annuity products.
Employment History
Current Registrations
Apollon Wealth Management, LLC
Terra Wealth
Previous Registrations
Cape Securities INC.Broker
Cape Securities INC.Broker
Purshe Kaplan Sterling InvestmentsBroker
Primerica Advisors
PFS Investments INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.