Carlos Uriarte
Carlos Uriarte is a registered investment advisor at First Advisors National, LLC, based in Hayden, AL, with 12 years of industry experience. Carlos operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3,430 clients with $500M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.85% |
Advisory fees are negotiable, and FAN Advisors retains the right to reduce advisory fees at its discretion.
Fee Estimator
Location
Hayden, AL
Get directionsHistory
Regulatory History (1)
Financial
August 2017Other Business ActivitiesSells Insurance
Carlos is an insurance agent with Columbia Financial Group since 2020 and a sole proprietor insurance agent since 2022. Each role requires about 10-20% of his time, with a few hours per week occurring during trading hours.
Employment History
Current Registrations
First Advisors National, LLC
Previous Registrations
Wholehearted Financial Services LLC
Bfc Planning, INC.
Securities Management & Research, INC.Broker
Primerica Advisors
PFS Investments INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.