Dana D'auria is a CFA-designated registered investment advisor at Envestnet Retirement Solutions, LLC, based in South Glastonbury, CT, with 14 years of industry experience. Dana operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 4,663 clients with $15B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
South Glastonbury, CT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Dana is a board member for Fiduciary Exchange LLC (FIDx) and Advisor Credit Exchange, LLC (ACE), representing Envestnet's investment in each company. Dana spends a few hours per week on each role.
Employment History
Current Registrations
Envestnet Retirement Solutions, LLC
Envestnet Pmc
Previous Registrations
Symmetry Partners
State Registrations2 states
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