DD
CFA
DD
CFA

Dana Marie D'auria

14 Years of Experience
Areas of Practice
Retirement PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
4,663 clients
Average Client Portfolio
$3.1M average
Assets Under Management
$14.5B

Fee Structure

Financial Planning:Investment management only
Minimum Annual Fee:$2,000
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Location

South Glastonbury, CT

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Dana is a board member for Fiduciary Exchange LLC (FIDx) and Advisor Credit Exchange, LLC (ACE), representing Envestnet's investment in each company. Dana spends a few hours per week on each role.

Employment History
Current Registrations
Envestnet Retirement Solutions, LLC
August 2023 - Present · 2 yrs 6 mos
Envestnet Pmc
July 2021 - Present · 4 yrs 7 mos
Previous Registrations
Symmetry Partners
December 2010 - September 2020 · 9 yrs 9 mos
State Registrations2 states
CTIL
Advisor
Exams
No exam information available for this advisor.