AM
ChFC
AM
ChFC

Aaron Christopher Moberg

14 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fixed/Hourly
Firm Size
7368 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M0.80%
$1.0M - $2.0M0.75%
$2.0M - $5.0M0.70%
$5.0M - $10.0M0.50%
$10.0M - $25.0M0.30%
$25M+0.30%

Fees negotiable for assets over $25 million.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$1,000
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Location

5901 Mills Civic Parkway, Suite 6000, West Des Moines, IA, 50266

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Charles Schwab & CO., INC.Broker
March 2021 - Present · 4 yrs 11 mos
Charles Schwab & CO., INC.
March 2021 - Present · 4 yrs 11 mos
Previous Registrations
Fbl Marketing Services, LLCBroker
November 2020 - January 2021 · 2 mos
Fbl Wealth Management, LLC
November 2020 - January 2021 · 2 mos
Advice and Planning Services
August 2016 - November 2020 · 4 yrs 3 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
August 2016 - November 2020 · 4 yrs 3 mos
Invest Financial Corporation
September 2015 - May 2016 · 8 mos
Invest Financial CorporationBroker
September 2015 - May 2016 · 8 mos
CUNA Brokerage Services, INC.
January 2013 - October 2015 · 2 yrs 9 mos
CUNA Brokerage Services, INC.Broker
December 2012 - October 2015 · 2 yrs 10 mos
Directed Services LLCBroker
March 2012 - December 2012 · 9 mos
Princor Financial Services CorporationBroker
December 2010 - March 2012 · 1 yr 3 mos
State Registrations23 states
AZCACOFLIAIDILKSMAMIMNMONCNENVORPASCSDTXVAWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.