AR
AR

Adam John Rogers

14 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
N/A
Firm Size
1230 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Minimum Investment:$500K
Financial Planning:Included in AUM fee
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Location

9800 Schwab Way, Lone Tree, CO, 80124

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Adam officiates youth and men's ice hockey games as a referee for multiple organizations in Colorado. This takes about 10-20% of his time and does not occur during securities trading hours.

Employment History
Current Registrations
Schwab Wealth Advisory, INC.
January 2025 - Present · 1 yr 1 mo
Charles Schwab & CO., INC.
May 2018 - Present · 7 yrs 9 mos
Charles Schwab & CO., INC.Broker
September 2011 - Present · 14 yrs 5 mos
Previous Registrations
Schwab Private Client Investment Advisory, INC.
October 2015 - May 2018 · 2 yrs 7 mos
State Registrations10 states
ALAZCACOFLLAMNTNTXUT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.