Adriana M Perez

15 Years of Experience

1 DisclosureBroker

Areas of Practice

Investment ManagementFinancial Planning & CoachingRetirement PlanningTax PlanningEstate PlanningEducation PlanningInsurance Planning

Bolton Global Asset Management

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

144 advisors

Number of Clients

6,977 clients

Average Client Portfolio

$1.0M average

Assets Under Management

$7.0B

Fee Structure

Location

579 Main Street, Bolton, MA, 01740

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History

Regulatory History (1)

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Customer Dispute

August 2021

Closed-No Action

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Other Business Activities

Adriana is dual registered with Bolton Global Asset Management, an SEC registered IA Firm, as an Investment Advisor.

Employment History

Current Registrations

Bolton Global Asset Management

December 2022 - Present · 3 yrs 2 mos

Bolton Global CapitalBroker

August 2021 - Present · 4 yrs 6 mos

Previous Registrations

Wells Fargo Clearing Services, LLCBroker

April 2019 - August 2021 · 2 yrs 4 mos

Wells Fargo Clearing Services, LLC

April 2019 - August 2021 · 2 yrs 4 mos

Merrill Lynch, Pierce, Fenner & Smith Incorporated

September 2014 - April 2019 · 4 yrs 7 mos

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

September 2014 - April 2019 · 4 yrs 7 mos

Bolton Global Asset Management

December 2013 - September 2014 · 9 mos

Bolton Securities CorporationBroker

September 2013 - September 2014 · 1 yr

Bolton Global CapitalBroker

September 2013 - August 2014 · 11 mos

RBC Capital Markets, LLC

September 2011 - October 2013 · 2 yrs 1 mo

RBC Capital Markets, LLCBroker

April 2011 - October 2013 · 2 yrs 6 mos

Hapoalim Securities USA, INC.Broker

November 2010 - April 2011 · 5 mos

State Registrations3 states

FLNYTX

AdvisorBrokerBoth

Exams

No exam information available for this advisor.