David Leone is a CFP-designated registered investment advisor at Calton & Associates, INC., based in Blackwood, NJ, with 10 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Calton charges a percentage of your portfolio for investment management, up to 2.60% annually. This fee may be negotiable. The exact fee depends on the representative managing your account and the program you select. You may also incur additional fees from third-party money managers. Calton bills quarterly, either in advance or arrears. You can terminate the agreement with 30 days' notice, and any unearned fees will be refunded. Some clients may be charged performance-based fees.
Location
Blackwood, NJ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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David is the owner and sole proprietor of Leone & Company Wealth Management, a DBA for his wealth management business through Forefront Advisor Network. He also works as an IAR with Forefront Wealth Partners; both activities take nearly full-time hours.
Employment History
Current Registrations
Calton & Associates, INC.
Calton & Associates, INC.Broker
Forefront
Previous Registrations
Halpern Financial, INC.
Pacific Select Distributors, LLCBroker
Sammons Financial Network, LLCBroker
Jackson National Life Distributors LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.