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Jonathan Searles

16 Years of Experience
Broker

Jonathan Searles is a registered investment advisor at Piper Sandler & CO., based in Melville, NY, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2 clients with $2B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23 advisors
IM Fee
Planning only
Assets Under Management
$2.0B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

324 S. Service Road, Suite 206, Melville, NY, 11747

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jonathan serves on the board of directors for Huntington Country Club, dedicating minimal time. He also serves on the board of directors for B&G Industries, Ltd., dedicating minimal time and receiving compensation.

Employment History
Current Registrations
Piper Sandler & CO.Broker
October 2021 - Present · 4 yrs 6 mos
Piper Sandler & CO.
October 2021 - Present · 4 yrs 6 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
March 2019 - October 2021 · 2 yrs 7 mos
Stifel, Nicolaus & Company, IncorporatedBroker
March 2019 - October 2021 · 2 yrs 7 mos
First Empire Asset Management, INC
February 2010 - January 2019 · 8 yrs 11 mos
First Empire Securities, INC.Broker
July 2009 - March 2019 · 9 yrs 8 mos
State Registrations31 states
AZCACOCTFLGAIAIDILINLAMAMDMEMIMNMOMTNCNJNMNVNYOHOKPASCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.