TrueAdvisor
TrueAdvisor
AH
AH

Alan J Hadad

Osaic Institutions, INC.
15 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax Planning
Osaic Institutions, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
546 advisors
Number of Clients
7,211 clients
Average Client Portfolio
$558K average
Assets Under Management
$4.0B

Fee Structure

Location

246 Main Street, Milford, MA, 01757

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Osaic Institutions, INC.
September 2020 - Present · 5 yrs 5 mos
Osaic Institutions, INC.Broker
September 2020 - Present · 5 yrs 5 mos
Previous Registrations
Pruco Securities, LLC.Broker
February 2020 - September 2020 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2010 - February 2019 · 9 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2010 - February 2019 · 9 yrs 1 mo
Edward Jones
April 2009 - September 2009 · 5 mos
Edward JonesBroker
March 2009 - September 2009 · 6 mos
State Registrations10 states
CTDEFLLAMAMDMENYPARI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.