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Matthew David Raves

7 Years of Experience
8 DisclosuresBrokerSells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningTax PlanningEstate PlanningInsurance Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
177 clients
Average Client Portfolio
$358K average
Assets Under Management
$63.4M

Fee Structure

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Location

5707 Southwest Parkway, Bldg. 2 Ste 400, Austin, TX, 78735

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History

Regulatory History (8)
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Financial
January 2024
Final
Financial
July 2021
Final
Financial
May 2021
Final
Financial
April 2021
Final
Financial
February 2021
Final
Financial
February 2021
Final
Financial
February 2021
Final
Customer Dispute
October 2018
Settled
Other Business ActivitiesSells Insurance

Matthew works as a financial consultant for Summiteer Financial, dedicating full-time hours to paraplanning and wealth management services. He also serves as the CEO of Raves & Associates, PLLC, spending about 10-20% of his time managing operations, consulting with clients, reviewing risks, and placing appropriate insurance coverage, including potential life insurance recommendations.

Employment History
Current Registrations
World Capital Brokerage, INC.Broker
November 2025 - Present · 3 mos
Investment Research CORP
November 2025 - Present · 3 mos
World Capital Brokerage, INC.
November 2025 - Present · 3 mos
Previous Registrations
Kestra Private Wealth Services, LLC
September 2024 - November 2025 · 1 yr 2 mos
Kestra Investment Services, LLCBroker
September 2024 - November 2025 · 1 yr 2 mos
World Capital Brokerage, INC.Broker
April 2024 - September 2024 · 5 mos
Investment Research CORP
April 2024 - September 2024 · 5 mos
Edward Jones
September 2013 - September 2018 · 5 yrs
Edward JonesBroker
September 2013 - September 2018 · 5 yrs
NFP Securities, INC.Broker
October 2012 - August 2013 · 10 mos
State Registrations2 states
CATX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.