Nicole Farbo is a CFP-designated registered investment advisor at Johnson Wealth INC., based in Racine, WI, with 12 years of industry experience. Nicole operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,460 clients with $9.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $4.0M | 0.85% |
| $4.0M - $8.0M | 0.70% |
| $8M+ | 0.60% |
Fee schedule is blended with breakpoints. Fees are negotiable based upon the size and complexity of the engagement. Accounts converting from Johnson Bank typically retain original rates and calculation methodology.
Fee Estimator
Location
555 Main Street, Racine, WI, 53403
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Nicole is a Vice President and Wealth Advisor at Johnson Bank, an investment-related affiliate, working full-time. She is also a Notary for the State of Wisconsin, dedicating minimal time to this activity.
Employment History
Current Registrations
Johnson Wealth INC.
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
U.S. Bancorp Investments, INC.Broker
U.S. Bancorp Investments, INC.
PNC InvestmentsBroker
PNC Investments
Edward Jones
Edward JonesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.