Thomas Ammon Cook

CFA

Capacuity LLC

17 Years of Experience

Broker

View SEC Summary

Areas of Practice

Retirement PlanningInvestment Management

Capacuity LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

10 advisors

Number of Clients

85 clients

Average Client Portfolio

$124.7M average

Assets Under Management

$10.6B

Fee Structure

Financial Planning:Investment management only

Location

300 International Parkway, Suite 350, Lake Mary, FL, 32746

Get directions

History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Thomas may perform various activities for CapAcuity Consulting LLC or CapAcuity LLC. He is also a registered investment adviser with CapAcuity LLC.

Employment History

Current Registrations

Capacuity LLC

February 2020 - Present · 6 yrs

Capacuity Securities, INC.Broker

May 2019 - Present · 6 yrs 9 mos

Previous Registrations

Valmark Advisers, INC.

January 2018 - May 2019 · 1 yr 4 mos

Valmark Securities, INC.Broker

December 2017 - May 2019 · 1 yr 5 mos

Newport Group Securities, INC.

August 2014 - November 2017 · 3 yrs 3 mos

Newport Group Securities, INC.Broker

July 2014 - November 2017 · 3 yrs 4 mos

Schwab Private Client Investment Advisory, INC.

February 2014 - July 2014 · 5 mos

Charles Schwab & CO., INC.Broker

February 2014 - July 2014 · 5 mos

Newport Group Securities, INC.Broker

October 2008 - January 2014 · 5 yrs 3 mos

State Registrations16 states

ARAZCACODEFLGAILINMDMIMNNCOHTXUT

AdvisorBrokerBoth

Exams

No exam information available for this advisor.