Albert Souza is a registered investment advisor at Compass Financial Management LLC, based in Seattle, WA, with 17 years of industry experience. Albert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,350 clients with $520M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.95% |
| $1.0M - $3.0M | 1.75% |
| $3.0M - $5.0M | 1.50% |
| $5M+ | 1.00% |
Fee Estimator
Location
6525 15th Ave NW, Seattle, WA, 98117
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Albert owns an insurance sole proprietorship selling life insurance since 2019, dedicating a few hours per week. He is also the managing director of Redwood Tax Specialist LLC and owner of Souza Insurance Services, spending a few hours per week on each.
Employment History
Current Registrations
Compass Financial Management LLC
Previous Registrations
Adams Financial Concepts, LLC
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Principal Securities, INC.Broker
Parkland Securities, LLCBroker
Nylife Securities LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.