AS
AS

Albert Daniel Souza

16 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
34 advisors
Number of Clients
1,350 clients
Average Client Portfolio
$384K average
Assets Under Management
$519.0M

Fee Structure

Minimum Investment:$250K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.95%
$1.0M - $3.0M1.75%
$3.0M - $5.0M1.50%
$5M+1.00%

Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$1,200
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Location

1001 Fourth Avenue, Suite 4330, Seattle, WA, 98154

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Albert owns an insurance sole proprietorship selling life insurance since 2019, dedicating a few hours per week. He is also the managing director of Redwood Tax Specialist LLC and owner of Souza Insurance Services, spending a few hours per week on each.

Employment History
Current Registrations
Compass Financial Management LLC
July 2025 - Present · 7 mos
Previous Registrations
Adams Financial Concepts, LLC
May 2021 - September 2025 · 4 yrs 4 mos
Woodbury Financial Services, INC.
September 2019 - May 2021 · 1 yr 8 mos
Woodbury Financial Services, INC.Broker
September 2019 - May 2021 · 1 yr 8 mos
Principal Securities, INC.Broker
January 2015 - October 2019 · 4 yrs 9 mos
Parkland Securities, LLCBroker
January 2014 - December 2014 · 11 mos
Nylife Securities LLCBroker
December 2008 - January 2014 · 5 yrs 1 mo
State Registrations1 state
WA
Advisor
Exams
No exam information available for this advisor.