JC
JC

James Burgess Conner

9 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
37 advisors
Number of Clients
4,697 clients
Average Client Portfolio
$8.5M average
Assets Under Management
$40.1B

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only
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Location

515 South Flower Street, Los Angeles, CA, 90071

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Tcw Investment Management Company LLC
June 2024 - Present · 1 yr 8 mos
Tcw Funds Distributors LLC
June 2024 - Present · 1 yr 8 mos
Tcw Funds Distributors LLCBroker
June 2024 - Present · 1 yr 8 mos
Previous Registrations
Natixis Advisors, LLC
September 2020 - June 2024 · 3 yrs 9 mos
Natixis Distribution, LLCBroker
August 2020 - June 2024 · 3 yrs 10 mos
Mercap Securities, LLCBroker
February 2019 - August 2020 · 1 yr 6 mos
Blackrock Investment Management, LLC
November 2013 - June 2015 · 1 yr 7 mos
Blackrock Investments, LLCBroker
November 2013 - June 2015 · 1 yr 7 mos
Comprehensive Asset Management and Servicing, INC.Broker
February 2013 - November 2013 · 9 mos
State Registrations9 states
AKCAIDMAMTNVNYORWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
James Burgess Conner - Financial Advisor | TrueAdvisor