Barbara Wenig is a CFA-designated registered investment advisor, based in Des Moines, IA, with 17 years of industry experience.
Location
711 High Street, Des Moines, IA, 50392
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Barbara is an access/supervised person of Principal Global Investors, LLC. She also serves as Secretary of the Board of Trustees for Mercyhurst University and a board member for Ohio State University Fisher College of Business Finance Advisory Board, dedicating minimal time to each.
Employment History
Current Registrations
Principal Funds Distributor, INC.
Principal Asset Management
Principal Funds Distributor, INC.Broker
Previous Registrations
Neuberger Berman Bd LLC
Neuberger Berman Bd LLCBroker
Lehman Brothers INC.
Lehman Brothers INC.Broker
State Registrations1 state
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