TrueAdvisor
TrueAdvisor
GC
CFA
GC
CFA

Giancarlo Conti

Calamos Advisors LLC
12 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Calamos Advisors LLC
Compensation
Fee-Only (AUM)
Firm Size
37 advisors
Number of Clients
1,662 clients
Average Client Portfolio
$23.0M average
Assets Under Management
$38.2B

Fee Structure

Financial Planning:Investment management only

Location

655 Broad Street, Newark, NJ, 07102

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Calamos Advisors LLC
May 2024 - Present · 1 yr 9 mos
Calamos Financial Services LLCBroker
May 2024 - Present · 1 yr 9 mos
Pgim Investments LLC
September 2021 - Present · 4 yrs 5 mos
Previous Registrations
Prudential Investment Management Services LLCBroker
August 2021 - May 2024 · 2 yrs 9 mos
BMO Asset Management CORP.
March 2016 - September 2019 · 3 yrs 6 mos
BMO Investment Distributors, LLCBroker
March 2016 - September 2019 · 3 yrs 6 mos
Neuberger Berman LLC
January 2012 - February 2016 · 4 yrs 1 mo
Neuberger Berman LLCBroker
September 2011 - February 2016 · 4 yrs 5 mos
State Registrations3 states
ILNJNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.