Giancarlo Conti is a CFA-designated registered investment advisor, based in New York, NY, with 12 years of industry experience.
Location
50 Rockefeller Plaza #1600, New York, NY, 10020
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Calamos Financial Services LLCBroker
May 2024 - Present · 1 yr 11 mos
Calamos Advisors LLC
May 2024 - Present · 1 yr 11 mos
Previous Registrations
Pgim Investments LLC
September 2021 - February 2026 · 4 yrs 5 mos
Prudential Investment Management Services LLCBroker
August 2021 - May 2024 · 2 yrs 9 mos
BMO Investment Distributors, LLCBroker
March 2016 - September 2019 · 3 yrs 6 mos
BMO Asset Management CORP.
March 2016 - September 2019 · 3 yrs 6 mos
Neuberger Berman LLC
January 2012 - February 2016 · 4 yrs 1 mo
Neuberger Berman LLCBroker
September 2011 - February 2016 · 4 yrs 5 mos
State Registrations2 states
ILNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.