Eric Lin
Eric Lin is a registered investment advisor at Investment Research CORP, based in Denver, CO, with 10 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 177 clients with $63M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IRC clients pay a single annual fee for the wrap fee program, based on a percentage of the portfolio's market value or a flat fee, whichever they choose. The client can choose a $3,000 flat fee, or a fee based on a percentage of the account value for 0.5%, 1.0%, 1.5% or another percent value mutually agreed upon. The maximum fee is 2.0% of assets under management, not including program, product, custodial, or mutual fund fees.
Location
1636 North Logan Street, Denver, CO, 80203
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
July 2017Other Business ActivitiesSells Insurance
Eric refers property & casualty, commercial, and health insurance to Sky Vision Insurance, and writes life insurance contracts, dedicating a few hours per week. He also works as an Investment Advisor Representative for Investment Research Corporation, providing investment advice and portfolio management, taking about half of his time.
Employment History
Current Registrations
Investment Research CORP
World Capital Brokerage, INC.
World Capital Brokerage, INC.Broker
Previous Registrations
SA Stone Wealth Management INC.Broker
SA Stone Investment Advisors INC.
Quest Capital Strategies, INC.Broker
Quest Capital Strategies, INC.
LPL Financial LLC
LPL Financial LLCBroker
Cetera Investment Services LLCBroker
Cetera Investment Advisers LLC
AXA Advisors, LLC
AXA Advisors, LLCBroker
J.P. Morgan Securities LLCBroker
Scottrade, INC.Broker
White Pacific Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.