Adam P Smith

PNC Investments

18 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment Management

PNC Investments

Compensation

Fee-Only (AUM)

Firm Size

1033 advisors

Number of Clients

157,536 clients

Average Client Portfolio

$168K average

Assets Under Management

$26.5B

Fee Structure

Minimum Investment:$250K

Financial Planning:Investment management only

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $250K	2.00%
$250K - $500K	1.75%
$500K - $1.0M	1.50%
$1.0M - $2.0M	1.25%
$2.0M - $4.0M	1.00%
$4M+	1.00%

Fees negotiable for accounts over $4,000,000.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Location

41652 Ford Road, Canton, MI, 48187

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Criminal

April 2000

Final Disposition

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

PNC Wealth Management

June 2017 - Present · 8 yrs 8 mos

PNC Wealth Management LLCBroker

June 2017 - Present · 8 yrs 8 mos

Previous Registrations

Fifth Third Securities, INC.

February 2015 - June 2017 · 2 yrs 4 mos

Fifth Third Securities, INC.Broker

February 2015 - June 2017 · 2 yrs 4 mos

J.P. Morgan Securities LLC

March 2014 - January 2015 · 10 mos

J.P. Morgan Securities LLCBroker

January 2014 - January 2015 · 1 yr

Fifth Third Securities, INC.Broker

May 2010 - January 2014 · 3 yrs 8 mos

Chase Investment Services CORP.Broker

August 2007 - May 2010 · 2 yrs 9 mos

State Registrations9 states

CODEFLILINMIMOOHTX

AdvisorBrokerBoth

Exams

No exam information available for this advisor.