WM
WM

William Jameson Mcfadden

18 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
12 advisors
Number of Clients
523 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$999.7M

Fee Structure

Financial Planning:Investment management only
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Location

60 Broad Street, 39th Floor, New York, NY, 10004

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

William holds multiple positions, including portfolio management at Capital Management Associates, managing director at Wellington Shields Capital Management, and president/CEO of Capital Management Investment Trust. He also consults for McFadden Farm and Flowers Foods, dedicating minimal time to each.

Employment History
Current Registrations
Capital Management Associates INC
August 2021 - Present · 4 yrs 6 mos
Wellington Shields Capital Management, LLC
August 2021 - Present · 4 yrs 6 mos
Wellington Shields & CO., LLC
August 2010 - Present · 15 yrs 6 mos
Wellington Shields & CO., LLCBroker
November 2009 - Present · 16 yrs 3 mos
Previous Registrations
Shields & CompanyBroker
September 2007 - December 2009 · 2 yrs 3 mos
State Registrations15 states
CADCFLGAILKYMEMTNCNJNYPARIVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.