Neetu Kohli is a registered investment advisor, based in Herndon, VA, with 17 years of industry experience.
Location
200 Spring Street, Suite 120, Herndon, VA, 20170
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Neetu operates her LPL business under Northwest Financial Advisors and provides investment advisory services through Northwest Financial Advisors LLC, dedicating nearly full-time hours to these activities. She also owns Northwest Financial Insurance Agency LLC and is involved with Blooming Unicorn, LLC, reading her children's books, dedicating nearly full-time hours to this activity as well.
Employment History
Current Registrations
Northwest Financial Group LLCBroker
Northwest Financial Advisors LLC
LPL Financial LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Charles Schwab & CO., INC.Broker
Charles Schwab & CO., INC.
United Brokerage Services INC
United Brokerage Services, INCBroker
PNC InvestmentsBroker
Hsbc Securities (USA) INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.