NK
NK

Neetu Kohli

17 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningInsurance PlanningEducation Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
19 advisors
Number of Clients
2,583 clients
Average Client Portfolio
$745K average
Assets Under Management
$1.9B

Fee Structure

Minimum Investment:None
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Location

200 Spring Street, Suite 120, Herndon, VA, 20170

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Neetu operates her LPL business under Northwest Financial Advisors and provides investment advisory services through Northwest Financial Advisors LLC, dedicating nearly full-time hours to these activities. She also owns Northwest Financial Insurance Agency LLC and is involved with Blooming Unicorn, LLC, reading her children's books, dedicating nearly full-time hours to this activity as well.

Employment History
Current Registrations
Northwest Financial Group LLCBroker
May 2022 - Present · 3 yrs 9 mos
Northwest Financial Advisors LLC
June 2021 - Present · 4 yrs 8 mos
LPL Financial LLCBroker
June 2021 - Present · 4 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
May 2019 - June 2021 · 2 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
May 2019 - June 2021 · 2 yrs 1 mo
Charles Schwab & CO., INC.Broker
May 2018 - March 2019 · 10 mos
Charles Schwab & CO., INC.
May 2018 - March 2019 · 10 mos
United Brokerage Services INC
March 2018 - May 2018 · 2 mos
United Brokerage Services, INCBroker
May 2017 - May 2018 · 1 yr
PNC InvestmentsBroker
June 2008 - May 2017 · 8 yrs 11 mos
Hsbc Securities (USA) INC.Broker
November 2007 - March 2008 · 4 mos
State Registrations23 states
AZCADCDEFLGAILMAMDMEMIMTNCNJNYOHPASCTNTXVAWAWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Neetu Kohli - Financial Advisor | TrueAdvisor