AB
CFP
AB
CFP

Alan Gregory Bradley

18 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
14 advisors
Number of Clients
1,510 clients
Average Client Portfolio
$107K average
Assets Under Management
$161.4M

Fee Structure

Minimum Investment:$250K
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Location

9808 Millwood Circle, Suite A, Daphne, AL, 36527

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Alan is an independent insurance agent with Roberts Wealth Management, LLC, providing insurance and annuity solutions. This activity takes about 10-20% of his time and occurs during trading hours.

Employment History
Current Registrations
Rwm Capital, LLC
March 2025 - Present · 11 mos
Previous Registrations
Pruco Securities, LLC.Broker
September 2021 - December 2024 · 3 yrs 3 mos
Prudential Financial Planning Services
September 2021 - December 2024 · 3 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2019 - August 2021 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2019 - August 2021 · 1 yr 11 mos
Advice and Planning Services
January 2016 - September 2019 · 3 yrs 8 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
December 2015 - September 2019 · 3 yrs 9 mos
PNC InvestmentsBroker
December 2012 - November 2015 · 2 yrs 11 mos
Suntrust Investment Services, INC.Broker
February 2012 - November 2012 · 9 mos
Wells Fargo Advisors, LLCBroker
September 2006 - July 2011 · 4 yrs 10 mos
State Registrations1 state
AL
Advisor
Exams
No exam information available for this advisor.