TrueAdvisor
TrueAdvisor
AH
AH

Adam Gary Helm

Transamerica Retirement Advisors, LLC
19 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement Planning
Transamerica Retirement Advisors, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
285 advisors
Number of Clients
212,858 clients
Average Client Portfolio
$76K average
Assets Under Management
$16.2B

Fee Structure

Minimum Investment:$10K
Financial Planning:Included in AUM fee

Location

Brentwood, TN

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Transamerica Retirement Advisors, LLC
September 2022 - Present · 3 yrs 5 mos
Transamerica Investors Securities, LLC
September 2022 - Present · 3 yrs 5 mos
Transamerica Investors Securities, LLCBroker
September 2022 - Present · 3 yrs 5 mos
Previous Registrations
Principal Securities, INC.
September 2015 - September 2022 · 7 yrs
Principal Securities, INC.Broker
May 2015 - September 2022 · 7 yrs 4 mos
M Holdings Securities, INC.Broker
March 2014 - May 2015 · 1 yr 2 mos
John Hancock Distributors LLCBroker
June 2006 - March 2014 · 7 yrs 9 mos
State Registrations1 state
TN
AdvisorBrokerBoth
Exams
No exam information available for this advisor.