James Wolfe is a registered investment advisor, based in Charlotte, NC, with 16 years of industry experience.
Location
6210 Ardrey Kell Road, Ste 300, Charlotte, NC, 28277
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James is a Regional Director at Horizon Investments LLC, spending full-time educating advisors on investment strategies. He is also a board member for the adoption non-profit Beauty Amidst the Ashes, dedicating minimal time to this role.
Employment History
Current Registrations
Quasar Distributors, LLC
Quasar Distributors, LLCBroker
Horizon Investments LLC
Previous Registrations
Sammons Financial Network, LLCBroker
Primerica Advisors
PFS Investments INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.