James Phillips is a registered investment advisor at Oxenfree Financial, based in Melbourne, FL, with 19 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 950 clients with $250M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.40% |
| $500K - $1.0M | 1.15% |
| $1M+ | 0.90% |
Fees are negotiable depending on individual client circumstances. Account values of family members may be combined to determine the applicable advisory fee.
Fee Estimator
Location
1900 S. Harbor City Blvd., Ste. 111, Melbourne, FL, 32901-4725
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an insurance agent offering fixed life and annuities with various insurance companies. He is also a board member for the Fellowship of Christian Athletes, president of Oxenfree Technology LLC, and a finance committee member for Church at Viera, dedicating minimal time to the latter three activities.
Employment History
Current Registrations
Oxenfree Financial
Previous Registrations
Cetera Investment Advisers LLC
Affinity Financial Advisors
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
PNC Investments
PNC InvestmentsBroker
Natcity Investments, INC.Broker
Fifth Third Securities, INC.Broker
AXA Advisors, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.