Alan Robert Dennis

PNC Investments

17 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment Management

PNC Investments

Compensation

Fee-Only (AUM)

Firm Size

1033 advisors

Number of Clients

157,536 clients

Average Client Portfolio

$168K average

Assets Under Management

$26.5B

Fee Structure

Minimum Investment:$250K

Financial Planning:Investment management only

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $250K	2.00%
$250K - $500K	1.75%
$500K - $1.0M	1.50%
$1.0M - $2.0M	1.25%
$2.0M - $4.0M	1.00%
$4M+	1.00%

Fees negotiable for accounts over $4,000,000.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Location

4650 Cemetery Road, Hilliard, OH, 43026

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

March 2009

Denied

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

PNC Wealth Management LLCBroker

May 2019 - Present · 6 yrs 9 mos

PNC Wealth Management

May 2019 - Present · 6 yrs 9 mos

Previous Registrations

PNC Investments

August 2011 - December 2017 · 6 yrs 4 mos

PNC InvestmentsBroker

May 2010 - December 2017 · 7 yrs 7 mos

Fifth Third Securities, INC.

September 2006 - April 2010 · 3 yrs 7 mos

Fifth Third Securities, INC.Broker

September 2006 - April 2010 · 3 yrs 7 mos

Morgan Stanley Dw INC.Broker

October 2005 - December 2005 · 2 mos

State Registrations8 states

FLMAMIOHSCTNTXWA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.