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BW
CFP · ChFC
BW
CFP · ChFC

Bert Patrick Ward

Capacuity LLC
18 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Retirement PlanningInvestment Management
Capacuity LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
10 advisors
Number of Clients
85 clients
Average Client Portfolio
$124.7M average
Assets Under Management
$10.6B

Fee Structure

Financial Planning:Investment management only

Location

300 International Parkway, Suite 350, Lake Mary, FL, 32746

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capacuity LLC
March 2022 - Present · 3 yrs 11 mos
Capacuity Securities, INC.Broker
March 2022 - Present · 3 yrs 11 mos
Capacuity Securities, INC.
March 2022 - Present · 3 yrs 11 mos
Previous Registrations
Principal Securities, INC.
December 2011 - January 2022 · 10 yrs 1 mo
Principal Securities, INC.Broker
December 2011 - January 2022 · 10 yrs 1 mo
Princor Financial Services Corporation
July 2006 - December 2009 · 3 yrs 5 mos
Princor Financial Services CorporationBroker
June 2006 - December 2009 · 3 yrs 6 mos
Morgan Stanley
September 2005 - June 2006 · 9 mos
Morgan Stanley Dw INC.Broker
August 2005 - June 2006 · 10 mos
State Registrations2 states
FLNC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.