Adrian Ramirez is a registered investment advisor at Monarch Plan Advisors, based in Austin, TX, with 11 years of industry experience. Adrian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 132 clients with $760M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Monarch Plan Advisors charges a fee based on a percentage of the plan's assets or a flat fee, depending on the size of the plan. The annual fee is generally up to 0.60% of the plan assets or a flat fee not exceeding $100,000. Fees are assessed in arrears, based on the market value of the assets or the average daily balance. Clients can terminate the agreement with 30 days' notice.
Location
900 South Capital of Texas, Ste 155, Austin, TX, 78746
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Adrian works as an Account Relationship Manager for a technology company that offers recordkeeper bids for corporate retirement plans. This role takes a few hours per week and is focused on customer service.
Employment History
Current Registrations
Monarch Plan Advisors
3(38) Investment Fiduciaries
Swbc Investment Advisory Services LLC
Previous Registrations
Leafhouse Financial Advisors, LLC
Frost Investment Advisors, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.