Robert Werner is a CFA, CFP-designated registered investment advisor at Winthrop Partners - Wny, LLC, based in Buffalo, NY, with 10 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more. Their firm serves 281 clients with $170M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Winthrop Partners charges a percentage of the assets they manage for you. The specific percentage may be negotiable, but is typically up to 1.5% per year. In certain situations, a flat fee may be charged. There is also a minimum advisory fee of $500.
Contact
Robert Werner
Location
295 Main Street, Suite 840, Buffalo, NY, 14203
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Robert is the Managing Member and Chief Investment Officer of three Winthrop entities. He has an incentive to recommend one Winthrop entity over another, but this conflict is addressed by segregating clients based on physical address.
Employment History
Current Registrations
Winthrop Partners - Wny, LLC
Winthrop Partners - Epa, LLC
Winthrop Partners - Wpa , LLC
Previous Registrations
Winthrop Partners - Wny, LLC
Winthrop Partners - Wny, LLC
Locust Capital Management- Wpa, LLC
PNC Investments
Natcity Investments, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams