Roman Franklin is a registered investment advisor at Marketriders, based in Chesterfield, MO, with 15 years of industry experience. Roman operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 321 clients with $490M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SogoTrade Asset Management (SAM) charges an annual management fee of 0.75% of your portfolio for Standard Service managed accounts. For Enhanced Service accounts, there's an additional fee, negotiated with each client, up to another 0.75%. There is a minimum monthly fee of $5. SAM uses its affiliate, SogoTrade, Inc., as the broker-dealer, and clients do not pay commissions for trading activity.
Location
1 Mcbride & Son Center Dr., Suite 288, Chesterfield, MO, 63005
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Regulatory History (1)
Financial
February 2020Other Business Activities
Roman is a member of the Board of Directors of I-Am Capital Acquisition Company. This requires minimal time.
Employment History
Current Registrations
Marketriders
Previous Registrations
Franklin Financial Planning
Bauerle Financial INC
Raymond James Financial Services
Franklin Financial Planning
Franklin Financial Planning, INC.
Franklin Financial Planning, INC.
Franklin Financial Planning, INC.
Empire Investment Advisors. INC
Quest Capital Strategies, INC.
American Express Financial Advisors, INC.
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.