CB
CB

Cody Cliff Bauer

19 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningInsurance Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
223 advisors
Number of Clients
6,062 clients
Average Client Portfolio
$201K average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:$50K
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Location

13111 Westheimer Rd., Suite 475, Houston, TX, 77077

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Cody owns Bauer's Texas Financial LP, where he assists with investment management and offers products including annuities, mutual funds, and life insurance, taking nearly full-time. He also serves as a director for the Winnie Area Chamber of Commerce (minimal time), is an IAR for Westpark Wealth Advisors, Inc. (about a quarter of his time), and owns Bauer Real Estate, LLC for tax purposes.

Employment History
Current Registrations
Calton & Associates, INC.Broker
November 2017 - Present · 8 yrs 3 mos
Westpark Wealth Advisors, INC.
May 2008 - Present · 17 yrs 9 mos
Previous Registrations
Ims Securities, INC.Broker
June 2006 - November 2017 · 11 yrs 5 mos
State Registrations2 states
LATX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Cody Cliff Bauer - Financial Advisor | TrueAdvisor