Andrew Rothstein is a CFA-designated registered investment advisor, based in New York, NY, with 6 years of industry experience.
Location
400 Park Avenue, 10th Floor, New York, NY, 10022
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cnr Securities, LLC
January 2023 - Present · 3 yrs 3 mos
Cnr Securities, LLCBroker
January 2023 - Present · 3 yrs 3 mos
RBC Rochdale, LLC
November 2022 - Present · 3 yrs 5 mos
Previous Registrations
Rice Hall James & Associates LLC
May 2019 - September 2022 · 3 yrs 4 mos
State Registrations3 states
FLNYTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.