Andrew Lawrence Rothstein

CFA

City National Rochdale

6 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

City National Rochdale

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

117 advisors

Number of Clients

16,838 clients

Average Client Portfolio

$4.0M average

Assets Under Management

$68.2B

Fee Structure

Minimum Investment:$1M

Financial Planning:Investment management only

Location

400 Park Avenue, 10th Floor, New York, NY, 10022

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Cnr Securities, LLC

January 2023 - Present · 3 yrs 1 mo

Cnr Securities, LLCBroker

January 2023 - Present · 3 yrs 1 mo

City National Rochdale

November 2022 - Present · 3 yrs 3 mos

Previous Registrations

Rice Hall James & Associates LLC

May 2019 - September 2022 · 3 yrs 4 mos

State Registrations3 states

FLNYTX

AdvisorBrokerBoth

Exams

No exam information available for this advisor.