JO
CFP
JO
CFP

James William Owens

20 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningTax PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
17 advisors
Number of Clients
843 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$1.5B

Fee Structure

Minimum Investment:$50K
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Location

15 W 5th Street, Covington, KY, 41011

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

James is involved in several outside business activities. He works with Lang Advisors (DBA- Integrity Capital) as an RIA, is a member of Caza Prosperities LLC (a real estate holding company), and serves as Treasurer for Covington Partners (a non-profit). James also works as an agent for fixed insurance and fixed annuity sales for PKS Financial, dedicating about a quarter of his time.

Employment History
Current Registrations
Journey Advisory Group, LLC
January 2020 - Present · 6 yrs 1 mo
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
September 2015 - January 2020 · 4 yrs 4 mos
Channel Islands Group
August 2015 - February 2020 · 4 yrs 6 mos
Bb&t Investment Services, INC.
June 2015 - August 2015 · 2 mos
Bb&t Investment Services, INC.Broker
June 2015 - August 2015 · 2 mos
Cetera Investment Advisers LLC
January 2014 - June 2015 · 1 yr 5 mos
Cetera Investment Services LLC
February 2012 - January 2014 · 1 yr 11 mos
Cetera Investment Services LLCBroker
October 2009 - June 2015 · 5 yrs 8 mos
First Kentucky Securities CorporationBroker
June 2007 - October 2009 · 2 yrs 4 mos
Fifth Third Securities, INC.Broker
July 2005 - May 2007 · 1 yr 10 mos
State Registrations1 state
KY
Advisor
Exams
No exam information available for this advisor.