AS
AS

Andrei L. Santos

21 Years of Experience
3 DisclosuresBroker
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningTax PlanningEstate PlanningEducation PlanningInsurance Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
144 advisors
Number of Clients
6,977 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$7.0B

Fee Structure

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Location

579 Main Street, Bolton, MA, 01740

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2009
Denied
Customer Dispute
December 2008
Denied
Customer Dispute
November 2008
Settled
Other Business Activities

Andrei is the owner and manager of Arisan Financial Advisors, LLC, spending minimal time on this activity. He is also an investment advisor representative with Bolton Securities Corporation, which is his full-time job.

Employment History
Current Registrations
Bolton Global Asset Management
August 2021 - Present · 4 yrs 6 mos
Bolton Global CapitalBroker
August 2021 - Present · 4 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2007 - August 2021 · 14 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
May 2007 - August 2021 · 14 yrs 3 mos
Banc of America Investment Services, INC.Broker
March 2004 - March 2007 · 3 yrs
State Registrations7 states
DEFLGANCSDTXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.