Michael Throckmorton is a CFP, ChFC-designated registered investment advisor at Investment Research CORP, based in Saint Clairsville, OH, with 18 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 177 clients with $63M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IRC clients pay a single annual fee for the wrap fee program, based on a percentage of the portfolio's market value or a flat fee, whichever they choose. The client can choose a $3,000 flat fee, or a fee based on a percentage of the account value for 0.5%, 1.0%, 1.5% or another percent value mutually agreed upon. The maximum fee is 2.0% of assets under management, not including program, product, custodial, or mutual fund fees.
Location
44531 National Road, Saint Clairsville, OH, 43950
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael is a 50% owner of PFMICHAELS Financial Consultants, LLC, offering tax preparation, accounting services, and fixed insurance products, dedicating about a third of his time, more during peak season. He is also an employee of Foster Insurance, Inc. and self-employed, selling fixed insurance products, dedicating about 10-20% of his time and a few hours per week, respectively.
Employment History
Current Registrations
Investment Research CORP
Previous Registrations
Its Asset Management, L.P.
Investment Research CORP
World Capital Advisors, LLC
Blue Vase Securities, LLC
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.