DA
DA

Daryl Arnett

23 Years of Experience
Marble Falls, TX
1 DisclosureBroker

Daryl Arnett is a registered investment advisor at Calton & Associates, INC., based in Marble Falls, TX, with 23 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 5,283 clients with $1.6B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
225 advisors
Number of Clients
5,283 clients
Average Client Portfolio
$298K average
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:$50K

Calton charges a percentage of your portfolio for investment management, up to 2.60% annually. This fee may be negotiable. The exact fee depends on the representative managing your account and the program you select. You may also incur additional fees from third-party money managers. Calton bills quarterly, either in advance or arrears. You can terminate the agreement with 30 days' notice, and any unearned fees will be refunded. Some clients may be charged performance-based fees.

Loading...

Location

1002 Marble Heights Dr, Suite 101, Marble Falls, TX, 78654

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
August 2010
Other Business Activities

Daryl is a co-owner of Taist, Inc. Since 2021, he spends minimal time acting as the lender for the development of an application.

Employment History
Current Registrations
Calton & Associates, INC.
July 2023 - Present · 2 yrs 9 mos
Calton & Associates, INC.Broker
July 2023 - Present · 2 yrs 9 mos
Dominion Portfolio Management, INC.
December 2017 - Present · 8 yrs 4 mos
Previous Registrations
Dominion Investor Services, INC.Broker
December 2017 - July 2023 · 5 yrs 7 mos
Ifs Advisory, LLC
November 2010 - December 2017 · 7 yrs 1 mo
Ifs SecuritiesBroker
September 2010 - December 2017 · 7 yrs 3 mos
Fifth Third Securities, INC.Broker
May 2008 - August 2010 · 2 yrs 3 mos
Fifth Third Securities, INC.
May 2008 - August 2010 · 2 yrs 3 mos
Chase Investment Services CORP.
July 2005 - April 2008 · 2 yrs 9 mos
Chase Investment Services CORP.Broker
July 2005 - April 2008 · 2 yrs 9 mos
Banc One Securities Corporation
February 2004 - July 2005 · 1 yr 5 mos
Banc One Securities CorporationBroker
February 2004 - July 2005 · 1 yr 5 mos
A. G. Edwards & Sons, INC.
June 2002 - February 2004 · 1 yr 8 mos
A. G. Edwards & Sons, INC.Broker
May 2002 - February 2004 · 1 yr 9 mos
State Registrations6 states
ARILINMITNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Daryl Arnett - Financial Advisor | TrueAdvisor