DM
DM

David Christopher Malone

23 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
67 advisors
Number of Clients
687 clients
Average Client Portfolio
$287K average
Assets Under Management
$196.8M

Fee Structure

Minimum Investment:$25K
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Location

111 Westport Plaza Suite 102, St. Louis, MO, 63146

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

David owns Retirement Solutions, LLC, focusing on estate and life insurance planning, and Malone Integration Group, LLC, where he provides financial and insurance consulting. He also dedicates time to several non-profit organizations and a hospital.

Employment History
Current Registrations
Blackridge Asset Management, LLC
August 2016 - Present · 9 yrs 6 mos
Peak Brokerage Services, LLC
July 2016 - Present · 9 yrs 7 mos
Peak Brokerage Services, LLCBroker
July 2016 - Present · 9 yrs 7 mos
Previous Registrations
Next Financial Group, INC.Broker
July 2005 - August 2016 · 11 yrs 1 mo
Next Financial Group, INC.
July 2005 - August 2016 · 11 yrs 1 mo
Waddell & Reed, INC.
December 2003 - July 2005 · 1 yr 7 mos
Waddell & Reed, INC.Broker
December 2003 - July 2005 · 1 yr 7 mos
Wachovia Securities Financial Network, LLC
October 2002 - October 2003 · 1 yr
Wachovia Securities Financial Network, LLCBroker
May 2002 - October 2003 · 1 yr 5 mos
State Registrations4 states
AZILMNMO
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
David Christopher Malone - Financial Advisor | TrueAdvisor