Dion Rey Padilla

Blackridge Asset Management, LLC

23 Years of Experience

6 Disclosures

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance Planning

Blackridge Asset Management, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

67 advisors

Number of Clients

687 clients

Average Client Portfolio

$287K average

Assets Under Management

$196.8M

Fee Structure

Minimum Investment:$25K

Location

9901 Interstate Highway 10 West,, Suite 800, Office 8030, San Antonio, TX, 78230

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History

Regulatory History (6)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

July 2017

Denied

Customer Dispute

May 2017

Settled

Customer Dispute

March 2017

Settled

Regulatory

June 2016

Final

Customer Dispute

April 2016

Settled

Customer Dispute

February 2014

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

Dion is a notary public, owner of Padilla Wealth Management working nearly full-time as a financial planner, and a board member for A Woman's Haven, a non-profit organization. He dedicates minimal time to both the notary public and non-profit board member roles.