Michael Romero
Michael Romero is a registered investment advisor at Wealth Management Advisors RIA, INC., based in Windsor, CO, with 23 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 151 clients with $120M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.00% |
| $100K - $5.0M | 1.50% |
| $5M+ | 1.50% |
Annual fee may be negotiable based upon certain criteria. For variable and fixed index annuity management, the fee will not exceed 1% of the assets managed.
Fee Estimator
Location
617 Main St., Windsor, CO, 80550
Get directionsHistory
Regulatory History (6)
Regulatory
December 2012Customer Dispute
June 2010Customer Dispute
June 2010Customer Dispute
March 2010Customer Dispute
March 2010Customer Dispute
October 2009Other Business ActivitiesSells Insurance
Michael is a landlord managing property, dedicating minimal time to it since 1995. He is also the President and an insurance agent at Wealth Management Advisors, Inc., dedicating about 10-20% of his time since 2001.
Employment History
Current Registrations
Wealth Management Advisors RIA, INC.
Previous Registrations
Dmk Advisor Group, INC.Broker
Dmk Advisor Group, INC.
Harrison Douglas, INC.Broker
Workman Securities Corporation
Workman Securities CorporationBroker
Capwest Securities, INC.Broker
United Securities Alliance, INC.Broker
PFS Investments INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.