Donald Peterson
Donald Peterson is a registered investment advisor at Integrity Alliance, LLC, based in Dallas, TX, with 24 years of industry experience. Donald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14,148 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrity Alliance offers investment management through various programs.
Edge Program:
- Fees include a program fee (up to 0.35% annually), an advisor fee (up to 2.00% annually), and potential third-party sub-advisor fees.
Select Program:
- Fees range from 1.00% to 2.80% annually on the first $1,000,000, 1.00% to 2.20% on the next $2,000,000, and 0.50% to 1.75% on assets over $3,000,000.
- A 0.10% trading platform fee is added to the maximum account fee for accounts with the broker-dealer arm.
Fees are assessed on all assets, including cash and money market balances. Margin accounts may incur additional fees. Fees are typically charged quarterly in advance, pro-rated for mid-quarter openings, and adjusted for significant deposits or withdrawals.
Location
14221 Dallas Parkway, Suite 100, Dallas, TX, 75254
Get directionsHistory
Regulatory History (3)
Financial
November 2017Customer Dispute
November 2008Customer Dispute
September 2007Other Business ActivitiesSells Insurance
Donald owns Balefire LLC RIA, which he uses for corporate 401(k) plan advisory and private wealth advisory services, dedicating nearly full-time hours to it. He is also an agent for Lion Street, selling fixed/traditional insurance products a few hours per week, and owns Balefire LLC Insurance Services, providing fixed insurance and non-securities insurance planning for private wealth clients, taking about a quarter of his time.
Employment History
Current Registrations
Integrity Alliance, LLC.
Integrity Alliance, LLC.Broker
Balefire, LLC
Previous Registrations
Lion Street Financial, LLCBroker
Purshe Kaplan Sterling InvestmentsBroker
Fuse Partners, LLC
LPL Financial LLC
LPL Financial LLCBroker
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
Princor Financial Services Corporation
Princor Financial Services CorporationBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.