John Geringer is a registered investment advisor at Shepherd Kaplan LLC, based in Boston, MA, with 11 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, High Net Worth, and 2 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Shepherd Kaplan's compensation is derived from a percentage of revenues collected for investment advisory services provided to its clients. Clients may also pay fees to custodians, broker-dealers, and investment managers. Clients with investments in private funds will normally be subject to management fees and other expenses of the private fund.
Location
53 State Street, 23rd Floor, Boston, MA, 02109-2820
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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John is the Vice President of Geringer Group, Inc., an S-Corp providing professional business coaching for small business owners since 2015. This takes about a quarter of John's time, split evenly between trading hours and after trading hours.
Employment History
Current Registrations
Shepherd Kaplan LLC
Peak Capital Management, LLC
Previous Registrations
Cedrus
State Registrations1 state
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