Nicole Carson is a CFP-designated registered investment advisor at 2nd Story Wealth Planners, based in Plymouth Meeting, PA, with 21 years of industry experience. Nicole operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 5 more. Their firm serves 42 clients with $5.5M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $5.0M | 0.75% |
| $5M+ | 0.50% |
This fee schedule applies to clients who engage in Project-Based or Hourly Financial Planning Services. For clients with Ongoing Financial Planning, the investment management fee is waived for assets under management up to $400,000. Once a client reaches the threshold of $400,000 of assets under management, the annual asset-based fee is 0.75%.
Fee Estimator
Contact
Nicole Carson
Location
Plymouth Meeting, PA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Nicole is a FINRA arbitrator since October 2023, dedicating minimal time to hearing disputes. She also works as a financial coach for SmartPath, Inc., focusing on financial literacy and wellness, which takes about 10-20% of her time.
Employment History
Current Registrations
2nd Story Wealth Planners
Previous Registrations
Brunch & Budget, LLC
Vanguard Advisers, INC.
Vanguard Marketing CorporationBroker
Lincoln Financial Distributors, INC.Broker
PNC InvestmentsBroker
CUNA Brokerage Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams