AG
AG

Alisa Lauren Guetzkow

18 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
41 advisors
Number of Clients
52,688 clients
Average Client Portfolio
$123K average
Assets Under Management
$6.5B

Fee Structure

Minimum Investment:$250K
Financial Planning:Investment management only
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Location

Rllng Hills Estates, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alisa is a board member of Residences of RHCC HOA, a landlord and homeowner for Tiger Bleu Trust, a trustee of Tiger Bleu Trust, and a trustee/homeowner of a short-term rental property. These activities require minimal time commitment.

Employment History
Current Registrations
Fidelity Institutional Wealth Adviser LLC
October 2024 - Present · 1 yr 4 mos
Fidelity Distributors Company LLC
May 2024 - Present · 1 yr 9 mos
Fidelity Distributors Company LLCBroker
May 2024 - Present · 1 yr 9 mos
Previous Registrations
Principal Asset Management
February 2022 - March 2024 · 2 yrs 1 mo
Principal Funds Distributor, INC.Broker
January 2021 - March 2024 · 3 yrs 2 mos
Allianz Life Financial Services, LLCBroker
February 2020 - January 2021 · 11 mos
Prudential Investment Management Services LLCBroker
October 2017 - February 2020 · 2 yrs 4 mos
Pacific Select Distributors, LLCBroker
March 2016 - September 2017 · 1 yr 6 mos
Nylife Distributors LLCBroker
January 2011 - February 2016 · 5 yrs 1 mo
Hartford Life Distributors, LLCBroker
June 2010 - December 2010 · 6 mos
LPL Financial CorporationBroker
April 2010 - June 2010 · 2 mos
LPL Financial CorporationBroker
February 2009 - September 2009 · 7 mos
Planco Financial Services, LLCBroker
December 2006 - December 2008 · 2 yrs
Sunamerica Capital Services, INC.Broker
July 2001 - June 2002 · 11 mos
State Registrations2 states
CARI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.