Teri Shaw
Teri Shaw is a registered investment advisor at Carter Financial Group, INC., based in Barrington, IL, with 20 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Investment Management, and 2 more. Their firm serves 826 clients with $380M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.50% |
| $250K - $500K | 2.30% |
| $500K - $1.0M | 1.75% |
| $1.0M - $5.0M | 1.50% |
| $5.0M - $10.0M | 1.25% |
| $10M+ | 1.00% |
Carter Financial's investment management fee is negotiable. The total managed account fee will include Carter Financial’s tiered fee, plus a model manager and platform fee if the sub-adviser’s platform is utilized (sub-adviser’s fee portion is non-negotiable).
Fee Estimator
Location
222 South Cook Street, Barrington, IL, 60010
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Teri owns Nettle Creek Properties, LLC, a rental property, since 2016 and is the Chief School Business Official for Mokena Public Schools since 2017, taking about half of Teri's time. Teri is also an independent insurance agent and the President/CEO of Shaw Financial Group, LLC, selling fixed insurance, securities, and investment products, dedicating nearly full-time hours to each.
Employment History
Current Registrations
Carter Financial Group, INC.
Previous Registrations
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
The Investment Center, INC.
The Investment Center, INC.Broker
Prudential Financial Planning Services
Pruco Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.