Carter Financial Group offers investment management services tailored to individual client goals, including discretionary and non-discretionary management, asset allocation, and coordination with other professionals. They also offer financial planning services, either as part of investment management or as a standalone service, covering various areas like retirement, education, and estate planning. Carter Financial may recommend third-party sub-advisers and uses a third-party platform to manage held-away assets.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.50% |
| $250K - $500K | 2.30% |
| $500K - $1.0M | 1.75% |
| $1.0M - $5.0M | 1.50% |
| $5.0M - $10.0M | 1.25% |
| $10M+ | 1.00% |
Carter Financial's investment management fee is negotiable. The total managed account fee will include Carter Financial’s tiered fee, plus a model manager and platform fee if the sub-adviser’s platform is utilized (sub-adviser’s fee portion is non-negotiable).