Yu Kim is a registered investment advisor, based in Northfield, NJ, with 24 years of industry experience.
Location
1750 Zion Road, Suite 201, Northfield, NJ, 08225-1844
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Northern Lights Distributors, LLC
June 2021 - Present · 4 yrs 10 mos
Northern Lights Distributors, LLCBroker
June 2021 - Present · 4 yrs 10 mos
Toews Asset Management
May 2021 - Present · 4 yrs 11 mos
Previous Registrations
Penn Mutual Asset Management, LLC
December 2017 - May 2021 · 3 yrs 5 mos
Foreside Fund Services, LLCBroker
September 2017 - April 2021 · 3 yrs 7 mos
Hornor, Townsend & Kent, INC.Broker
October 2012 - September 2017 · 4 yrs 11 mos
Tower Square Securities, INC.Broker
May 2010 - August 2012 · 2 yrs 3 mos
New England SecuritiesBroker
May 2010 - August 2012 · 2 yrs 3 mos
Walnut Street Securities, INC.Broker
May 2010 - August 2012 · 2 yrs 3 mos
Metlife Securities INC.Broker
May 2010 - August 2012 · 2 yrs 3 mos
Hornor, Townsend & Kent, INC.Broker
July 2002 - December 2009 · 7 yrs 5 mos
Datek Online Financial Services LLCBroker
June 2001 - July 2002 · 1 yr 1 mo
Datek Online Brokerage Services LLCBroker
November 2000 - June 2001 · 7 mos
American Express Financial Advisors INC.Broker
September 2000 - October 2000 · 1 mo
Ids Life Insurance CompanyBroker
September 2000 - October 2000 · 1 mo
State Registrations2 states
NENJ
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.