Joe Zimmerman is a registered investment advisor at Investment Research CORP, based in Houston, TX, with 25 years of industry experience. Joe operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 177 clients with $63M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IRC clients pay a single annual fee for the wrap fee program, based on a percentage of the portfolio's market value or a flat fee, whichever they choose. The client can choose a $3,000 flat fee, or a fee based on a percentage of the account value for 0.5%, 1.0%, 1.5% or another percent value mutually agreed upon. The maximum fee is 2.0% of assets under management, not including program, product, custodial, or mutual fund fees.
Location
Houston, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joe works as an investment advisor representative for Investment Research Corporation, dedicating about half his time to client portfolio management and advisor support. He also owns a fixed insurance product sales and distribution business, spending about 10-20% of his time providing insurance products, training, and support to licensed insurance agents, and works as a part-time computer support consultant for Terra Staffing.
Employment History
Current Registrations
Investment Research CORP
World Capital Brokerage, INC.Broker
World Capital Brokerage, INC.
Previous Registrations
SA Stone Wealth Management INC.Broker
SA Stone Investment Advisors INC.
Quest Capital Strategies, INC.
Quest Capital Strategies, INC.Broker
Proequities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.